Compliance

OUR SERVICES > COMPLIANCE

As a Stonebridge Appointed Representative, you will be allocated a dedicated Business Standards Manager along with a team of business standards case managers based in head office who will work with you to manage all aspects of the compliance process, from file checks, one to ones, observations and more.

This is backed up by a field team able to deliver face-to-face compliance support when needed. Our goal is to ensure you and your clients are protected at all times.


OTHER SERVICES WE PROVIDE..

Here at Stonebridge, we have developed an all encompassing and complete online business solution for the financial services industry. Click on the button below to read more about Revolution.

Touchpoint is our fully integrated Revolution marketing suite. This online creative marketing solution allows you to design your own marketing materials including e-magazines and letter templates. Click on the button below to read more about Touchpoint…

We are committed to serving the evolving needs of our business partners in an ever-changing financial services marketplace.

Our field based business development managers will work closely with you to build a bespoke business strategy plan to enhance your performance creating a shared ambition to develop your business.